SPi data shows the structured note market reached $194 billion in 2024, a milestone that underscores how quickly these products are moving into broader advisor use. But as adoption accelerates, the ...
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Firms whose brokers advise their clients on a certain type of complex products known as structured notes should be prepared to answer questions about how and why they recommend the assets class. Finra ...
Opportunities to sell products to investors, touting particular risk-averse structures, could even help the nascent market gain a stronger foothold in the US. That was the message from speakers at US ...
CINCINNATI, December 03, 2025--(BUSINESS WIRE)--Luma Financial Technologies ("Luma"), a global platform for structured products, annuities, and life insurance solutions, today announced that InspereX ...
The Financial Industry Regulatory Authority has launched a formal review of how broker-dealers supervise concentrated client positions in some of the structured products market's most complex ...
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